Retirement Plan Talk

Fiduciary vs. Broker Dealer: Who should manage your company 401k?

Posted by Wendy Eldridge, MBA®, CPFA™ on Oct 22, 2025 9:15:00 AM

Who’s legally responsible when your 401(k) plan gets hit with a lawsuit—your company, or your advisor?
And is your advisor someone who takes accountability, or someone who simply makes suggestions and walks away?

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Topics: Corporate Retirement Plan

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